Phillip Shaun Mcduffee

Current Employers

Employment History

• 01/1990 → Present
  North Star Consultants
  Minneapolis, MN
• 03/1990 → 08/2023
  Securian Financial Services, Inc.
  St Paul, MN
• 03/1990 → 08/2023
  Minnesota Life
  St Paul, MN
• 03/1990 → 10/2021
  C.R.I. Securities, Inc.
  St Paul, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Austin, TX
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/2024 → Present
  Gsi4Docs
  Austin, TX
• 01/2026 → Present
  Wellbe, Llc
  Austin, TX

Previous Registrations

• 2002-05-28 → 2023-08-10
  Securian Financial Services, Inc.
  St Louis, MO
  Baltimore, MD
  Austin, TX
  Southlake, TX
  Austin, TX
  Salt Lake City, UT
  Philadelphia, PA
  Cincinnati, OH
  Austin, TX
  Houston, TX
  San Antonio, TX
  Washington, DC
  St. Paul, MN
• 2007-08-09 → 2021-10-18
  Cri Securities, Llc
  St Louis, MO
  Austin, TX
  Dallas, TX
  Austin, TX
  Austin, TX
  Houston, TX
  San Antonio, TX
• 1990-02-15 → 2008-09-10
  Marathon Advisors, Inc
  Minneapolis, MN

Other Businesses

1. BOOK AUTHOR POSITION: Independent Contractor NATURE: Author INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2013 ADDRESS: , Austin TX , United States DESCRIPTION: Independent Contractor 2. MCDUFFEE FAMILY FOUNDATION POSITION: Director NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2006 ADDRESS: , Austin TX , United States DESCRIPTION: Director 3. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 4. SCOTT RICHARDS NORTH STAR CHARITABLE FOUNDATION POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2004 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Member 5. STOP ALZHEIMER'S NOW POSITION: Trustee NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 09/01/2013 ADDRESS: , Austin TX , United States DESCRIPTION: Trustee 6. TWIN OAK INSURANCE SOLUTIONS POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/01/2017 ADDRESS: , Austin TX , United States DESCRIPTION: Agent/Broker 7. TWIN OAK ADVISORS POSITION: Owner NATURE: Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 11/01/2021 ADDRESS: 300 Beardsley Lane, A 104, Austin TX 78733, United States DESCRIPTION: A strategic partner of North Star resource group 8. TEXAS PBA, LLC POSITION: Owner NATURE: Trainer/Teacher INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 1506 Patterson Rd, Austin TX 78733, United States DESCRIPTION: This is currently an empty (non-funded) LLC that is set up to enable me in the future to potentially purchase land to build an indoor pickleball facility. I would need the entity to buy land. I have nothing identified but will update OBA when/if something arises. Basically just an empty, filed LLC currently; 9. NAME OF OTHER BUSINESS: FINSECA; INVESTMENT RELATED: NO; ADDRESS: 600 13TH ST. N.W., STE 550, WASHINGTON, DC 20005; NATURE OF BUSINESS: BOARD; START DATE: 6/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND 2 ANNUAL BOARD MEETINGS FOR THE ASSOCIATION. SERVE ON A COMMITTEE THAT HAS A MONTHLY CALL; 10. NAME OF OTHER BUSINESS: GSI4DOCS , INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: DISABILITY SALES, START DATE: 12/2024, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: DBA TO MARKET AND SELL GUARANTEED STANDARD ISSUE DISABILITY INSURANCE TO PHYSICIANS IN TRAINING ; 11. NAME OF OTHER BUSINESS: WELLBE, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EDUCATIONAL, START DATE: 01/01/2026, POSITION/TITLE/RELATIONSHIP: FOUNDER, CEO, APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: BRING AWARENESS TO THE LACK OF PHYSICIANS REACHING FINANCIAL INDEPENDENCE AND HOPE TO EMPOWER THEM TO TAKE STEPS EARLY ON TO GET ON THE RIGHT PATH

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-24
• S63 Uniform Securities Agent State Law Examination
  1990-02-05

Other Names

• Shaun Mcduffee
• Phillip Shaun Mcduffee
• Phillip Shawn Mcduffee
• Philip Shaun Mcduffee