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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2000-05-24
  • WA RA
    APPROVED
    Since 2000-05-24

Branch Locations

1101 Summitview Ave, Yakima, WA 98902-3024 • United States

Yakima, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Yakima WA 09/2005 03/2020
Ameriprise Financial Services, Llc Yakima WA 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 386 Pomona Heights Road, , Yakima, WA, 98901; Not Investment-Related; 11/16/2020. Business Ownership; Kinder and Associates LLC; Business oversees my practice, pays bills, financial advisor related activities regarding fee-based services.; Management of Financial Planning Practice; 1101 SUMMITVIEW AVE, , YAKIMA, WA, 98901; Investment-Related; 10/03/2024; 40 to 59 hours per month; 20 to 39 during trading hours / Rednik LLC; Owner; This LLC owns the building I just bought and moved my Ameriprise office to.; 1101 Summitview Ave, Yakima, WA 98902, , Yakima, WA, 98902; Not Investment-Related; 09/02/2014; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Harvest Community Church; Stewardship Board Member; 112 N Wenas Rd, , Selah, WA, 98942; Not Investment-Related; 05/01/2011; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-26
S63 Uniform Securities Agent State Law Examination 1990-02-12
  • S65 Uniform Investment Adviser Law Examination
    1997-04-26
  • S63 Uniform Securities Agent State Law Examination
    1990-02-12
Other Names
  • Roger Kinder
  • Roger William Kinder

View on SEC IAPD

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