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Fernando V De La Vega

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Guaynabo, PR

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-22
  • TX RA
    APPROVED_RES
    Since 2006-09-22

Branch Locations

15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Juan PR 08/2006 Present
Bank Of America,N.A. Guaynabo PR 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-13
S63 Uniform Securities Agent State Law Examination 1990-04-07
  • S65 Uniform Investment Adviser Law Examination
    1996-07-13
  • S63 Uniform Securities Agent State Law Examination
    1990-04-07
Other Names
  • Fernando Delavega
  • Fernando Victor Delavega

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Guaynabo, PR
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