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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-13 |
| SC | RA | APPROVED | 2008-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Florence | SC | 06/2008 | Present |
1. South Carolina Golf Association; 7451 Irmo Dr., Columbia, SC 29212; organize and promote golf and golf events in South Carolina; Board Member; Promote Golf in SC; 02/01/2023; 50 Hours per Year; Not during securities trading hours; Not Investment-Related 2. Grant Bennett Foundation; 450 Country Club Blvd Florence SC 29501; Running an SCJGA Junior Golf Tournament; Board Chair; Funding The Grant Bennett Junior golf tournament; 12/01/2023; 40.00hrs/year; Not during securities trading hours; Not Investment-Related 3. South Carolina Golf Association; 7451 Irmo Dr., Columbia, SC 29212; To promote, preserve and serve the game of golf, in South Carolina; Board Member/Secretary; meet 4 times a year to advise on the state of golf in SC; 02/01/2023; 10hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-01-26 |
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