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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-03-05 |
| TX | RA | APPROVED_RES | 2026-02-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc | Ft. Lauderdale | FL | 06/2011 | 02/2026 |
| Kovack Advisors, Inc. | Ft. Lauderdale | FL | 06/2011 | 02/2026 |
| Cambridge Investment Research Inc | Fairfield | IA | 02/2026 | Present |
| Cambridge Investment Research Advisors Inc | Fairfield | IA | 02/2026 | Present |
1. NICHOLAS FINANCIAL SERVICES, LLC, 202 S Broad St, Scottsboro AL 35768 United States, 12/01/2025, Owner, DBA Name, NIR, 5 HR/MO - 5 HR/MO TRADING 2. NICHOLAS PROPERTIES, LLC, 202 S Broad St, Address 2, Address 2, Scottsboro AL 35768 United States, 12/01/2025, Owner, Office building ownership, NIR, 2 HR/MO - 2 HR/MO TRADING 3. NOTARY, 202 S Broad St, Scottsboro AL 35768 United States, 12/01/2025, Notary, Notary, NIR, 2 HR/MO - 2 HR/MO TRADING 4. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 02/04/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-12 |
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