Frederick Hung Lian Tan

Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2019 → 01/2022
  Rbc Wealth Management
  Fort Lauderdale, FL
• 03/2015 → 09/2019
  Bny Mellon Wealth Management
  Fort Lauderdale, FL
• 03/2022 → 07/2024
  Goldman Sachs
  Newport Beach, CA
• 07/2024 → Present
  Cerity Partners Llc
  New York, NY

Previous Registrations

• 2023-11-06 → 2024-07-25
  Goldman Sachs Wealth Services, L.P.
  Miami, FL
• 2022-03-17 → 2023-11-17
  United Capital Financial Advisors
  Miami, FL
• 2019-11-21 → 2022-02-23
  Rbc Capital Markets, Llc
  Fort Lauderdale, FL

Other Businesses

1. Managing Member of Heart Themes, LLC, a retail organization. Activity will take place from Hollywood, FL. Organization is not primarily engaged in investment-related activity. Start date was October 1, 2018. Two hours per month. Duties include general management of the organization. 2. Owner of Meditations and Mindfulness, a heath and wellness business. Activity will take place from Hollywood, FL and is not primarily engaged in investment-related activity. Start date is June 1, 2023. One hour per month. Duties include the general management of the business.

Exams

• S66 Uniform Combined State Law Examination
  2019-11-06
• S63 Uniform Securities Agent State Law Examination
  2001-12-18

Designations

• Certified Financial Planner

Other Names

• Frederick Tan