Keith Edward Hearns

Current Employers

Employment History

• 09/1986 → Present
  James Hearns And Associates
  New Lenox, IL
• 11/1990 → 09/2016
  Vsr Financial Services, Inc.
  Overland Park, KS
• 09/2010 → 09/2016
  Vsr Advisory Services, Inc.
  Overland Park, KS
• 09/2016 → 09/2019
  Summit Brokerage Services, Inc.
  New Lenox, IL
• 09/2016 → 05/2021
  Summit Financial Group Inc
  Boca Raton, FL
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-09-01 → 2021-05-20
  Summit Financial Group Inc
  New Lenox, IL
• 2010-09-21 → 2016-09-01
  Vsr Financial Services, Inc.
  New Lenox, IL
  New Lenox, IL
  Overland Park, KS

Other Businesses

(1) DBA-JAMES E HEARNS AND ASSOCIATES, LLC; NOT INVESTMENT RELATED; 600 E LINCOLN HGWY NEW LENOX, IL 60451; ACCOUNTING, BOOKKEEPING, TAX SERVICES; PARTNER; BEGAN 1985; 150 HOURS PER MONTH INCLUDING DURING TRADING; ACCOUNTANT AND TAX PREPARER. (2) WILSON HEARNS FARM PARTNERSHIP; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; CATTLE AND GRAIN CROPS; PARTNER; STARTED 8/15/2012; APX 20 HOURS/MONTH, 1 DURING TRADING; ASSIST IN ACTIVITIES RELATED TO RAISING CATTLE AND FARMING GRAIN (3) NAME OF OTHER BUSINESS: JAMES E HEARNS & ASSOCIATES, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS:15; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2010-09-17
• S63 Uniform Securities Agent State Law Examination
  1992-01-29