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Patrick Michael Ball

Morgan Stanley

South Jordan, UT

Midvale, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-04
UT RA APPROVED 2014-12-19
  • TX RA
    APPROVED_RES
    Since 2020-05-04
  • UT RA
    APPROVED
    Since 2014-12-19

Branch Locations

680 West 10000 South, South Jordan, UT 84095 • United States

Midvale, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley South Jordan UT 10/2014 01/2017
Morgan Stanley South Jordan UT 01/2017 Present
Previous Registrations
  • 2005-10-26 → 2005-12-31
    Harrisdirect Llc
    Sandy, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-18
S66 Uniform Combined State Law Examination 2005-10-25
  • S65 Uniform Investment Adviser Law Examination
    2014-12-18
  • S66 Uniform Combined State Law Examination
    2005-10-25
Other Names
  • Patrick Ball

View on SEC IAPD

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LPG CAPITAL MANAGEMENT · SOUTH JORDAN, UT
LPL FINANCIAL LLC · SOUTH JORDAN, UT
OSAIC WEALTH, INC. · SOUTH JORDAN, UT
PORTSIDE WEALTH GROUP, LLC · South Jordan, UT
DIVERGENT WEALTH ADVISORS, LLC · SOUTH JORDAN, UT
WEALTHSPIRE RETIREMENT ADVISORY · South Jordan, UT
D.A. DAVIDSON & CO. · SOUTH JORDAN, UT
WEALTHSPIRE RETIREMENT ADVISORY · South Jordan, UT

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