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Neil Andrew Higger

Royal Fund Management, LLC

Lady Lake, FL

Fountain Valley, CA

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Current Employers
Royal Fund Management, Llc

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-25
CA RA APPROVED 2015-11-24
  • TX RA
    APPROVED_RES
    Since 2024-01-25
  • CA RA
    APPROVED
    Since 2015-11-24

Branch Locations

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

10055 Slater Avenue Suite 260, Fountain Valley, CA 92708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Academic Financial Insurance Services Fountain Valley CA 01/2000 Present
Royal Fund Management, Llc The Villages FL 11/2015 Present
  • 01/2000 → Present
    Academic Financial Insurance Services
    Fountain Valley, CA
  • 11/2015 → Present
    Royal Fund Management, Llc
    The Villages, FL
Other Businesses

Neil Higger LLC - 10055 Slater Ave, Suite 260 Fountain Valley, CA 92708; LLC strictly for 1099 income only; Start Date: 3/7/2023; zero hours per month during trading hours; not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-19
S63 Uniform Securities Agent State Law Examination 1991-02-28
  • S65 Uniform Investment Adviser Law Examination
    2015-10-19
  • S63 Uniform Securities Agent State Law Examination
    1991-02-28

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · LADY LAKE, FL
WELLS FARGO CLEARING SERVICES, LLC · LADY LAKE, FL
LPL FINANCIAL LLC · SUMMERFIELD, FL
TRUIST ADVISORY SERVICES, INC. · LADY LAKE, FL
OSAIC WEALTH, INC. · SUMMERFIELD, FL
EDWARD JONES · Summerfield, FL
GRADIENT ADVISORS, LLC · The Villages, FL
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