James Wilk Lloyd

Current Employers

Employment History

• 11/2006 → 05/2019
  Morgan Stanley
  New York, NY
• 05/2019 → Present
  Qp Wealth Management
  Boca Raton, NJ
• 05/2019 → 12/2021
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2009-06-01 → 2019-05-14
  Morgan Stanley
  Shrewsbury, NJ
  Red Bank, NJ
  Shrewsbury, NJ
• 2006-11-08 → 2009-06-01
  Citigroup Global Markets Inc.
  Shrewsbury, NJ
• 2004-01-06 → 2006-11-06
  Wells Fargo Clearing Services, Llc
  Red Bank, NJ
  Red Bank, NJ

Other Businesses

1. QP Wealth Management. Investment Related. 12 Christopher Way, Suite 103, Eatontown, NJ 07724. RIA. CEO. Start 5/2019. 175 hours per month, all during trading. Investment advice, client financial planning. 2. name; Superba investment-related; YES address; 7114 Charlotte Pike Nashville TN 37209 nature business; Superba is an alternative investment; position; Board Member start date; 2024-12-04 hours/month devoted to business; 1 hours devoted to business during securities trading hours; 0 duties; consult with GP and LPA Committee in regards to fund management and observe IC meetings; 3. name; 3JAM Entertainment LLC investment-related; YES address; 2700 N. Military Trail, Suite 240, Boca Raton, FL 33431 nature business; 3JAM is a production company; position; Managing Member start date; 2026-5-12 hours/month devoted to business; 10 hours devoted to business during securities trading hours; 5 duties; general execution

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-14
• S63 Uniform Securities Agent State Law Examination
  1991-03-08

Other Names

• Jim Lloyd