Thomas Jon Halstenson

Current Employers

Employment History

• 03/2004 → Present
  Great Plains Financial
  Fargo, ND
• 11/2015 → 11/2017
  Investment Centers Of America, Inc.
  Fargo, ND
• 11/2017 → Present
  Lpl Financial Llc
  Fargo, ND
• 11/2021 → Present
  Ica Group Wealth Management, Llc
  Fargo, ND

Previous Registrations

• 2021-12-13 → 2023-06-27
  Ica Group Wealth Management, Llc
  Fargo, ND
  Denver, CO
• 2015-12-07 → 2017-11-29
  Investment Centers Of America, Inc.
  Fargo, ND
  Appleton, WI
• 2012-02-22 → 2015-12-01
  Securities America Advisors, Inc.
  Fargo, ND
• 2004-04-14 → 2012-02-22
  Investment Centers Of America, Inc.
  Fargo, ND
  Fargo, ND
• 2000-01-11 → 2004-03-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fargo, ND

Other Businesses

1. 11/29/2017 - No Business Name - Not Investment Related - Farm - OWNER. 2. 10/2/2018 - Choice Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/18/2018 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 10/2/2018 - Thomas J Halstenson, Inc. - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 04/01/2004 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 12/23/2021 - ICA Group Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 12/07/2021 - 100 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through ICA Group Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 08/03/2022 -TJB Properties LLC- Not Investment Related- At Reported Business Location(s)- Business Entity For Tax/Investment Purposes Only- Partner- Start Date- 06/29/2022 - 0 Hours Per Month/ 0 Hours During Securities Trading 6. 8/04/2022- GPFG LLC- Investment Related- At Reported Business Location(s)- Business Entity For Tax/Investment Purposes Only- Partner- Start Date- 06/29/2022- 0 Hours Per Month/ 0 Hours During Securities Trading 7. 06/02/2023 - Halstenson Askew Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/01/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2001-10-30
• S63 Uniform Securities Agent State Law Examination
  1990-01-31

Other Names

• Thomas Jon Halstenson
• Thomas Halstenson