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Richard Howorth Parry

Tom Johnson Investment Management, LLC

Oklahoma City, OK

CRD 2022452

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Employer firm

Tom Johnson Investment Management, LLC CRD 104511

$1.63B regulatory AUM 5,631 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Tom Johnson Investment Management, Llc

201 Robert S. Kerr, Suite 510, Oklahoma City, OK 73102-4202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1992-12-11
OK RA APPROVED 1992-11-13
  • TX RA
    APPROVED_RES
    Since 1992-12-11
  • OK RA
    APPROVED
    Since 1992-11-13

Branch Locations

204 N. Robinson Ave Suite 2900, Oklahoma City, OK 73102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tom Johnson Investment Management Inc. Oklahoma City OK 11/1992 Present
  • 11/1992 → Present
    Tom Johnson Investment Management Inc.
    Oklahoma City, OK
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-10-16
S65 Uniform Investment Adviser Law Examination 1991-12-02
  • S63 Uniform Securities Agent State Law Examination
    1997-10-16
  • S65 Uniform Investment Adviser Law Examination
    1991-12-02
Designations
  • Chartered Financial Analyst
Other Names
  • Richard Howorth Parry

View on SEC IAPD

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