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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-02
SD RA APPROVED 2008-04-04
  • TX RA
    APPROVED
    Since 2018-07-02
  • SD RA
    APPROVED
    Since 2008-04-04

Branch Locations

6101 E. Silver Maple Circle, Sioux Falls, SD 57110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Sioux Falls SD 11/1989 Present
Nylife Securities Inc. Sioux Falls SD 12/1989 Present
Eagle Strategies Llc Sioux Falls SD 04/2008 Present
  • 11/1989 → Present
    New York Life Insurance Co
    Sioux Falls, SD
  • 12/1989 → Present
    Nylife Securities Inc.
    Sioux Falls, SD
  • 04/2008 → Present
    Sioux Falls, SD
Other Businesses

APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS. INVESTMENT ADVISOR AFFILIATED WITH EAGLE STRATEGIES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-02-14
  • S63 Uniform Securities Agent State Law Examination
    1990-02-14
Designations

View on SEC IAPD

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