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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-01-06
FL RA APPROVED 2016-07-08
NH RA APPROVED 2016-07-07
  • ME RA
    APPROVED
    Since 2025-01-06
  • FL RA
    APPROVED
    Since 2016-07-08
  • NH RA
    APPROVED
    Since 2016-07-07

Branch Locations

35 Putnam Street Ms: Ma-681, Winthrop, MA 02152 • United States

385 Broadway Ma-615, Revere, MA 02151 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Revere MA 10/2004 Present
Other Businesses

Rental Income- Landlord Responsibilites of Position: Property Owner Date of Intial Involvement: 02/01/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-30
S63 Uniform Securities Agent State Law Examination 1989-12-28
  • S65 Uniform Investment Adviser Law Examination
    2016-06-30
  • S63 Uniform Securities Agent State Law Examination
    1989-12-28

View on SEC IAPD

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