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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-05-20
  • MA RA
    APPROVED
    Since 2015-05-20

Branch Locations

74 Jefferson Street, Winthrop, MA 02152 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities Inc. Winthrop MA 04/2015 Present
Previous Registrations
Other Businesses

THE 11 FOUNDATION, IN MEMORY OF MICHAEL MASON, PO BOX 520538, WINTHROP, MA 02152, CHAIRMAN OF THE BOARD, OVERSEE AND OFFICIATE MEETINGS, NOVEMBER 1, 2011, FOUR HOURS PER MONTH, ZERO YEARLY COMPENSATION. MADISON BROKERAGE POSITION: AGENT NATURE: LIFE INSURANCE FMO INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/02/2015 ADDRESS: 65 MADISON AVE, SUITE 200, MORRISTOWN NJ 07960 DESCRIPTION: LIFE INSURANCE SALES ABMM FINANCIAL INVESTMENT RELATED: Is Investment Related, NATURE: DBA, POSITION: Financial Professional, START DATE: 2015-04-03, NUMBER OF HOURS: 160 hours per month, SECURITIES TRADING HOURS: 160 hours per month during trading hours, Commission Compensation DESCRIPTION: Securities DBA used in conjunction with Investment and Advisory Sales. BLUE NEST LIFE INVESTMENT RELATED: Is Not Investment Related, ADDRESS: "262 Lyons Road, , Basking Ridge, NJ, 07920, United States", NATURE: Insurance, POSITION: Manager, START DATE: 5/12/2025, NUMBER OF HOURS: 10 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours, Commission Compensation DESCRIPTION: Sell Insurance and Annuity Products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-07
S63 Uniform Securities Agent State Law Examination 1999-02-22
  • S65 Uniform Investment Adviser Law Examination
    2000-02-07
  • S63 Uniform Securities Agent State Law Examination
    1999-02-22

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