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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-23
GA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-23
  • GA RA
    APPROVED
    Since 2017-03-25

Branch Locations

3720 Davinci Court Suite 150, Peachtree Corners, GA 30092 • United States

2400 Pleasant Hill Road Suite 150, Duluth, GA 30096 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Austell GA 01/1989 03/2017
Mml Investors Services, Llc Peachtree Corners GA 03/2017 Present
Massmutual Life Insurance Company Peachtree Corners GA 07/2016 Present
  • 01/1989 → 03/2017
    Metlife Securities Inc.
    Austell, GA
  • 03/2017 → Present
    Peachtree Corners, GA
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Peachtree Corners, GA
Previous Registrations
  • 2003-05-27 → 2017-03-25
    Msi Financial Services, Inc.
    Atlanta, GA
    Atlanta, GA
Other Businesses

(1) NAME: BUHM JIN NAM INV REL: Y ADDR: 2400 PLEASANT HILL RD STE 203 DULUTH GA 30096 NATURE: NONMMLIA INSURANCE BROKERAGE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, & GROUP HEALTH POSITION: SALES/AGENT START: 03/15/2018 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 (2) NAME: CORNERSTONE INSURANCE SERVICES, LLC INV REL: Y ADD: 2400 PLEASANT HILL RD, STE 203, DULUTH, GA 30096 NATURE: OUTSIDE INSURANCE POSITION: MANAGING PARTNER START DATE: 03/25/2023 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 10 DESCRIBE DUTIES: PROPERTY & CASUALTY, LONG - TERM CARE, AND HEALTH (3) NAME: BUHM JIN AND GYESOOK REVOCABLE LIVING TRUST INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: REVOCABLE LIVING TRUST POSITION: CO-TRUSTEE START DATE: 12/01/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: CO-TRUSTEE OF MY OWN RLT (4) NAME: PIEDMONT INSURANCE BROKERAGE, INV REL: Y, ADD: 3720 DAVINCI CT., SUITE 150, PEACHTREE CORNERS, GA 30092 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 10/1/2024, NO. HR/MO: 3, NO. HR/MO DURING SEC TRADING: 3, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-08-17
  • S63 Uniform Securities Agent State Law Examination
    1990-08-17

View on SEC IAPD

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