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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| PA | RA | APPROVED | 2010-06-15 |
| OH | RA | APPROVED | 2003-03-28 |
Branch Locations
5000 Brooktree Road Suite 101, Wexford, PA 15090-9262 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 12/1999 | Present |
1. FIXED INSURANCE SALES; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 2. NEXUS FINANCIAL NETWORK, LLC; MEMBER; ENTITY CRAETED TO MARKET SECURITIES BUSINESS; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-01-19 |
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