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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
PA RA APPROVED 2010-06-15
OH RA APPROVED 2003-03-28
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • PA RA
    APPROVED
    Since 2010-06-15
  • OH RA
    APPROVED
    Since 2003-03-28

Branch Locations

5000 Brooktree Road Suite 101, Wexford, PA 15090-9262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 12/1999 Present
Previous Registrations
  • 2001-01-02 → 2003-12-31
    Nexus Financial Network, Llc
    Wexford, PA
Other Businesses

1. FIXED INSURANCE SALES; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 2. NEXUS FINANCIAL NETWORK, LLC; MEMBER; ENTITY CRAETED TO MARKET SECURITIES BUSINESS; INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-01-19
  • S63 Uniform Securities Agent State Law Examination
    1990-01-19
Designations

View on SEC IAPD

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