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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-15
  • CA RA
    APPROVED
    Since 2023-03-15

Branch Locations

9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States

Glendale, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Beverly Hills CA 11/2022 Present
East West Bank Pasadena CA 10/2014 03/2018
Unemployed - Part-Time Self-Employed Glendale CA 04/2018 11/2018
Cf Ventures Llc Glendale CA 04/2021 Present
Cf Global Enterprises Inc. Glendale CA 12/2018 Present
  • 11/2022 → Present
    Raymond James & Associates
    Beverly Hills, CA
  • 10/2014 → 03/2018
    East West Bank
    Pasadena, CA
  • 04/2018 → 11/2018
    Unemployed - Part-Time Self-Employed
    Glendale, CA
  • 04/2021 → Present
    Cf Ventures Llc
    Glendale, CA
  • 12/2018 → Present
    Cf Global Enterprises Inc.
    Glendale, CA
Other Businesses

(1) Name of Business: Address: 2056 Bel Aire Drive, Glendale, CA, 91201, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/14/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: House rented out for productions or similar events. As owner of the place I just have to give my agreement on contracts. (2) Name of Business: Address: 2056 Bel Aire Drive, Glendale, CA, 91201, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 08/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The World Scientific Publishing Co in Singapore asked to publish a memorial book on my (deceased) father and his work. Some content that will be used in the book was complied and edited from submissions made for his retirement from Yale which I worked on, so as such I was asked to be a named editor on the book. No current work needed from me. The book just came out June 2025 and is available for sale. (3) Name of Business: Address: 2056 Bel Aire Drive, Glendale, CA, 91201, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2003 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Properties are managed by others other than myself. As owner or part-owner, I need to give my OK as necessary. (4) Name of Business: CF Global Enterprises Inc (dba theCoderSchool Pasadena) Address: 319 S Arroyo Parkway, Unit 5, Pasadena, CA, 91105, United States Activity Type: Business Owner Position/Title: Other, Owner/Proprietor, Associate/Employee, Officer - President, Officer - Secretary Investment Related: No Start Date: 12/07/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My husband and I co-invested in this franchise alongside my IRA funds (ROBS) and I initially spent considerable time getting coding school up and running. Now we have an acting GM and other staff who my husband supervises. I am no longer involved with day-to-day operations, but occasionally help support other co-owners with outside vendors to make sure we comply with taxes, accounting, insurance, etc.. Also, I will occasionally show up at school or speak in the community about school (5) Name of Business: CF Ventures (used primarily for invoices), work done under my own name Address: 2056 Bel Aire Drive, Glendale, CA, 91201, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Speaking engagements (In-person, online, podcast), writing (includes co-songwriting and related marketing, publishing0,, coaching on non-investment topics mainly High Performance, general business and life coaching. Licensed with PI, Life Book, Proctor Gallagher Institute, and Mind Valley and draw on some of these materials or my own proprietary work, such as Evening Routines and Parenting. Published author (wrote chapter in book); name as an editor on a Memoir of book on father.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-14
  • S66 Uniform Combined State Law Examination
    2023-03-14
Other Names
  • Pang Yuan Nichole Chang
  • Pang-Yuan Nicole Fasquelle
  • Pang-Yuan Nicole Chang-Fasquelle
  • Nicole Chang
  • Pang-Yuannicole Chang

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