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Robert Joseph Knizak

Wells Fargo Clearing Services, LLC

Beverly, MA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2003-07-01
  • NH RA
    APPROVED
    Since 2003-07-01

Branch Locations

138 Conant St 4Th Fl, Beverly, MA 01915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Beverly MA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Beverly MA 11/2016 Present
Previous Registrations
  • 2003-04-04 → 2003-07-01
    Prudential Equity Group, Llc
    Portsmouth, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-30
S63 Uniform Securities Agent State Law Examination 1989-12-28
  • S65 Uniform Investment Adviser Law Examination
    1996-07-30
  • S63 Uniform Securities Agent State Law Examination
    1989-12-28
Other Names
  • Rob Knizak

View on SEC IAPD

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EASTERLY INVESTMENT PARTNERS LLC · BEVERLY, MA
IPSWICH INVESTMENT MANAGEMENT COMPANY, INC · BEVERLY, MA
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US ADVISORY GROUP · BEVERLY, MA
MARIPAU WEALTH MANAGEMENT LLC · Danvers, MA
COMMONWEALTH FINANCIAL NETWORK · Danvers, MA
MARIPAU WEALTH MANAGEMENT LLC · Danvers, MA
TD PRIVATE CLIENT WEALTH LLC · Beverly, MA

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