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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-04-27
TX RA APPROVED_RES 2014-05-21
SC RA APPROVED 2014-05-14
  • NC RA
    APPROVED
    Since 2018-04-27
  • TX RA
    APPROVED_RES
    Since 2014-05-21
  • SC RA
    APPROVED
    Since 2014-05-14

Branch Locations

265 South Irby Street, Florence, SC 29501 • United States

2709-A Church St, Conway, SC 29526 • United States

266 W. Main Street, Lake City, SC 29560 • United States

238 South Florence Street, Florence, SC 29502 • United States

3702 South College Rd, Wilmington, NC 28412 • United States

1141 Broad Street, Sumter, SC 29150 • United States

130 Pamplico Hwy, Florence, SC 29505 • United States

999 Wilson Rd, Newberry, SC 29108 • United States

520 Gervais St, Columbia, SC 29201 • United States

1255 St. Mattthews Rd, Orangeburg, SC 29115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Columbia SC 04/2014 Present
South Carolina Bank And Trust Columbia SC 05/2014 Present
  • 04/2014 → Present
    Lpl
    Columbia, SC
  • 05/2014 → Present
    South Carolina Bank And Trust
    Columbia, SC
Previous Registrations
  • 2011-09-14 → 2014-05-16
    Sorrento Pacific Financial, Llc
    Columbia, SC
    San Diego, CA
  • 2011-06-30 → 2011-08-16
    Uvest Financial Services Group, Inc.
    Columbia, SC
    Charlotte, NC
  • 2008-07-24 → 2011-05-24
    Columbia, SC
Other Businesses

1. 5/27/2014: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - SOUTH STATE INVESTMENT SERVICES - START DATE=06/30/14 - INVESTMENT RELATED - 160 HOURS PER MONTH/130 HOURS DURING TRADING - FLORENCE, SC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-21
  • S66 Uniform Combined State Law Examination
    2008-07-21
Designations
Other Names
  • Treze Jennings Beasley
  • Treze Jennings Beasley
  • Treze J Beasley
  • Treze Beasley

View on SEC IAPD

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