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Greg Alan Hartenbower

John Moore & Associates Inc

Albuquerque, NM

Scottsdale, AZ

CRD 2017584

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Employer firm

John Moore & Associates Inc CRD 109791

$1.03B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
John Moore & Associates Inc

8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-14
  • AZ RA
    APPROVED
    Since 2025-03-14

Branch Locations

8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113 • United States

14500 N. Northsight Suite #302, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Scottsdale AZ 07/2016 10/2020
Raymond James Financial Services Advisors Inc. Scottsdale NM 07/2016 10/2020
John Moore & Associates, Inc. Scottsdale AZ 06/2016 Present
John Moore & Associates Inc Scottsdale AZ 02/2025 Present
John Moore & Associates Inc Scottsdale AZ 06/2016 Present
Previous Registrations
Other Businesses

1) 316 RETREATS. NOT INVESTMENT RELATED. RELIGIOUS. RETREAT DIRECTOR. STARTED:12/2017. PHOENIX, AZ. 4 HRS PER MONTH, 0 DURING TRADING HRS. FACILITATE MEN'S RETREATS FOR CHURCHES THROUGHOUT ARIZONA. 2) JOHN MOORE & ASSOCIATES, INC.; SCOTTSDALE, AZ; EMPLOYEE; INVESTMENT RELATED; STARTED 06/20/2016 TO PRESENT; 160 HRS MO DEVOTED; 120 HRS MO DURING TRADING; I PROVIDE CUSTOMER SERVICE FOR THE FINANCIAL ADVISORS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-14
S66 Uniform Combined State Law Examination 2008-07-03
S63 Uniform Securities Agent State Law Examination 1996-01-22
  • S65 Uniform Investment Adviser Law Examination
    2024-11-14
  • S66 Uniform Combined State Law Examination
    2008-07-03
  • S63 Uniform Securities Agent State Law Examination
    1996-01-22
Other Names
  • Greg Alan Hartenbower
  • Greg Alan Alan Hartenbower

View on SEC IAPD

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