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8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-03-14 |
Branch Locations
8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113 • United States
14500 N. Northsight Suite #302, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Scottsdale | AZ | 07/2016 | 10/2020 |
| Raymond James Financial Services Advisors Inc. | Scottsdale | NM | 07/2016 | 10/2020 |
| John Moore & Associates, Inc. | Scottsdale | AZ | 06/2016 | Present |
| John Moore & Associates Inc | Scottsdale | AZ | 02/2025 | Present |
| John Moore & Associates Inc | Scottsdale | AZ | 06/2016 | Present |
1) 316 RETREATS. NOT INVESTMENT RELATED. RELIGIOUS. RETREAT DIRECTOR. STARTED:12/2017. PHOENIX, AZ. 4 HRS PER MONTH, 0 DURING TRADING HRS. FACILITATE MEN'S RETREATS FOR CHURCHES THROUGHOUT ARIZONA. 2) JOHN MOORE & ASSOCIATES, INC.; SCOTTSDALE, AZ; EMPLOYEE; INVESTMENT RELATED; STARTED 06/20/2016 TO PRESENT; 160 HRS MO DEVOTED; 120 HRS MO DURING TRADING; I PROVIDE CUSTOMER SERVICE FOR THE FINANCIAL ADVISORS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-14 |
| S66 | Uniform Combined State Law Examination | 2008-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-22 |
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