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Cynthia Elizabeth Pierce

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-02-09
TX RA APPROVED_RES 2006-07-18
DC RA APPROVED 2006-03-08
  • MD RA
    APPROVED
    Since 2021-02-09
  • TX RA
    APPROVED_RES
    Since 2006-07-18
  • DC RA
    APPROVED
    Since 2006-03-08

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2006 Present
Bank Of America, N.A. New York NY 12/2009 Present
Previous Registrations
  • 1998-08-30 → 2006-03-08
    Advest, Inc.
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-23
S63 Uniform Securities Agent State Law Examination 1990-01-18
  • S65 Uniform Investment Adviser Law Examination
    1998-03-23
  • S63 Uniform Securities Agent State Law Examination
    1990-01-18
Other Names
  • Cynthia E Pierce

View on SEC IAPD

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BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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