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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-14 |
| WA | RA | APPROVED | 2022-06-23 |
Branch Locations
401 Union St, Seattle, WA 98101 • United States
14100 N 83Rd Ave Workplace Benefits, Peoria, AZ 85381 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 10/2016 | 03/2019 |
| Mml Distributors, Llc | Enfield | CT | 12/2016 | 03/2019 |
| Unemployed | Edmonds | WA | 03/2016 | 10/2016 |
| Usi Securities, Inc. | Glastonbury | CT | 04/2019 | 05/2022 |
| Usi Consulting Group, Inc. | Glastonbury | CT | 04/2019 | 05/2022 |
| Usi Advisors, Inc. | Glastonbury | CT | 04/2019 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Meriden | CT | 05/2022 | Present |
I*855231, Entity Type: Entity For Profit, Name of OBA: Creative Concepts Design and Interiors, Address: Edmonds, Washington 98026, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 05/16/2022, No Hours: 0, No Hours during trading: 0, Duties: Sale of interior design products and services. I have no active role in the business, just check-writing authority for spouse's business checking account.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-06 |
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