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Michael Alvin Strahm

Calton & Associates, Inc.

Tampa, FL

Tampa, FL

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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-08-03
  • FL RA
    APPROVED
    Since 2021-08-03

Branch Locations

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
E*Trade Capital Management Llc Tampa FL 06/2012 10/2019
E*Trade Securities Llc Tampa FL 06/2012 10/2019
Calton & Associates, Inc. Tampa FL 08/2021 Present
Unemployed Tampa FL 11/2019 07/2021
  • 06/2012 → 10/2019
    E*Trade Capital Management Llc
    Tampa, FL
  • 06/2012 → 10/2019
    E*Trade Securities Llc
    Tampa, FL
  • 08/2021 → Present
    Calton & Associates, Inc.
    Tampa, FL
  • 11/2019 → 07/2021
    Unemployed
    Tampa, FL
Previous Registrations
  • 2012-07-17 → 2019-10-29
    Harrisdirect Llc
    Tampa, FL
    Arlington, VA
    Tampa, FL
  • 2010-07-07 → 2012-04-27
    Strategic Advisers Llc
    The Villages, FL
    Tampa, FL
  • 2008-10-24 → 2009-03-16
    Td Ameritrade, Inc.
    Chicago, IL
  • 2008-10-24 → 2009-03-16
    Td Ameritrade Investment Management, Llc
    Chicago, IL
  • 2003-10-29 → 2008-02-21
    Td Ameritrade, Inc.
    Chicago, IL
    Chicago, IL
  • 2006-05-17 → 2008-02-21
    Td Ameritrade Investment Management, Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-29
S63 Uniform Securities Agent State Law Examination 1990-03-12
  • S65 Uniform Investment Adviser Law Examination
    1996-07-29
  • S63 Uniform Securities Agent State Law Examination
    1990-03-12

View on SEC IAPD

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