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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-06-13
  • TX RA
    APPROVED_RES
    Since 2012-06-13

Branch Locations

2555 E. Camelback Road Suite 600, Phoenix, AZ 85016 • United States

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Phoenix AZ 01/2000 Present
Other Businesses

Wagner / Desmond Farm, LLC / 629 Hillendale Rd Avondale,PA 19311 / Other/ Agriculture & Livestock / Mushroom and Dirt Farming / Other / My wife inherited the farm. I am not involved / No duties I am not involved / Start Date 3/3/2017/Small Mushroom Farm /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-03
  • S66 Uniform Combined State Law Examination
    2000-03-03
Other Names
  • Dez Desmond

View on SEC IAPD

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