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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 1999-06-15
  • WI RA
    APPROVED
    Since 1999-06-15

Branch Locations

5306 Valley Ridge Plz, Middleton, WI 53562 • United States

Madison, WI • United States

Madison, WI • United States

13555 Bishops Ct., Ste. 255, Brookfield, WI 53005-6223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Middleton WI 09/2005 03/2020
Ameriprise Financial Services, Llc Middleton WI 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 5306 Valley Ridge PlazaMiddleton, WI 53562, ,; Not Investment-Related; 08/01/2018. Business Ownership; Executive Staffing Plus, Inc.; Owner, HR, Payroll; Professional Employer Organization (PEO) - Employee Leasing Company.; 49 Knutson DriveMadison, WI 53704, ,; Not Investment-Related; 01/03/2000; 10 to 19 hours per month; 1 to 9 during trading hours / MJP, LLC; Member. Pay Ameriprise related bills to run the business.; Pass through entity for office expenses.; 49 Knutson DriveMadison, WI 53704, ,; Not Investment-Related; 09/15/2017; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-06-14
  • S63 Uniform Securities Agent State Law Examination
    1999-06-14

View on SEC IAPD

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