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John T Daddona

Rbc Capital Markets, LLC

Farmington, CT

Middlebury, CT

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-09-06
  • CT RA
    APPROVED
    Since 2024-09-06

Branch Locations

30 Batterson Park Road Suite 350, Farmington, CT 06032 • United States

Middlebury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Ridgefield CT 10/2011 09/2024
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2024
Rbc Capital Markets, Llc Farmington CT 09/2024 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 09/2024
  • 10/2011 → 09/2024
    Morgan Stanley Smith Barney
    Ridgefield, CT
  • 01/2015 → 09/2024
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2024 → Present
    Rbc Capital Markets, Llc
    Farmington, CT
  • 01/2015 → 09/2024
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2011-10-28 → 2024-09-20
    Morgan Stanley
    Ridgefield, CT
  • 2009-10-23 → 2011-10-31
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Waterbury, CT
    Southbury, CT
    New Haven, CT
  • 2006-08-25 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Waterbury, CT
    Naugatuck, CT
  • 2002-03-01 → 2006-08-28
    Raymond James Financial Services, Inc.
    Middletown, CT
    Middletown, CT
    Wallingford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-29
S63 Uniform Securities Agent State Law Examination 1998-04-27
  • S65 Uniform Investment Adviser Law Examination
    2002-01-29
  • S63 Uniform Securities Agent State Law Examination
    1998-04-27
Other Names
  • John T Daddona
  • John Thomas Daddona

View on SEC IAPD

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NEW ENGLAND ASSET MANAGEMENT, INC. · FARMINGTON, CT
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NEW ENGLAND ASSET MANAGEMENT, INC. · FARMINGTON, CT
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Farmington, CT
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