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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-07-30
TX RA APPROVED_RES 2021-07-30
  • AL RA
    APPROVED
    Since 2021-07-30
  • TX RA
    APPROVED_RES
    Since 2021-07-30

Branch Locations

218 Greeno Rd N, Fairhope, AL 36532-2914 • United States

Daphne, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Fairhope AL 04/2006 07/2021
Bbva Wealth Solutions Inc. Houston TX 10/2010 07/2021
Bbva Securities Inc. Fairhope AL 05/2013 07/2021
Bbva Compass Insurance Agency, Inc. Austin TX 04/2006 07/2021
Ameriprise Financial Services, Llc Fairhope AL 07/2021 Present
  • 04/2006 → 07/2021
    Compass Bank
    Fairhope, AL
  • 10/2010 → 07/2021
    Bbva Wealth Solutions Inc.
    Houston, TX
  • 05/2013 → 07/2021
    Bbva Securities Inc.
    Fairhope, AL
  • 04/2006 → 07/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 07/2021 → Present
    Fairhope, AL
Previous Registrations
  • 2010-10-15 → 2021-07-30
    Pnc Managed Account Solutions, Inc.
    Houston, TX
    Houston, TX
    Fairhope, AL
  • 2010-07-08 → 2010-10-15
    St Johns Wealth Management
    Fairhope, AL
  • 2006-04-06 → 2010-07-08
    Bbva Compass Investment Solutions, Inc
    Fairhope, AL
    Mobile, AL
    Gulf Shores, AL
    Fairhope, AL
  • 2005-07-06 → 2006-04-04
    Chase Investment Services Corp.
    Chicago, IL
    Warren, OH
  • 2000-11-09 → 2005-07-06
    Banc One Securities Corporation
    Warren, OH
Other Businesses

Outside Employment; Centennial Bank; Financial Advisor - Sales and service of investment products.; ; 218 N Greeno Rd, , Fairhope, AL, 36532; Investment-Related; 07/30/2021; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-29
  • S66 Uniform Combined State Law Examination
    2000-03-29
Other Names
  • Fred Miller
  • Melvin F Miller

View on SEC IAPD

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