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Michael Ferraro

Ameriprise Financial Services, LLC

Kingston, NY

Kingston, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-08
  • NY RA
    APPROVED
    Since 2022-02-08

Branch Locations

273 Wall Street Suite 202, Kingston, NY 12401-3817 • United States

Kingston, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Senate Securities Kingston NY 10/2000 11/2021
Ameriprise Financial Services Llc Kingston NY 11/2021 Present
Other Businesses

Real Estate Ownership; Multi-Family; 318 Main Street, , Kingston, NY, 12401; Investment-Related; 12/10/2021.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-08
S63 Uniform Securities Agent State Law Examination 1991-02-15
  • S66 Uniform Combined State Law Examination
    2022-02-08
  • S63 Uniform Securities Agent State Law Examination
    1991-02-15
Other Names
  • Mike Ferraro
  • Michael Patrick Ferraro

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGSTON, NY
MORGAN STANLEY · Kingston, NY
CETERA INVESTMENT ADVISERS LLC · KINGSTON, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGSTON, NY
MML INVESTORS SERVICES, LLC · KINGSTON, NY
PROSPECT STREET HOLDINGS, LLC · KINGSTON, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · KINGSTON, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Kingston, NY

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