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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-05-09
TX RA APPROVED 2024-05-09
  • CO RA
    APPROVED
    Since 2024-05-09
  • TX RA
    APPROVED
    Since 2024-05-09

Branch Locations

1155 South Main Street Suite 1C, Longmont, CO 80501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 09/2013 04/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2023 04/2024
Centaurus Financial Inc. Anaheim CA 05/2024 Present
Previous Registrations
  • 2023-06-29 → 2024-04-29
    Longmont, CO
  • 2013-09-03 → 2023-06-29
    Cetera Wealth Services, Llc
    Longmont, CO
    Tulsa, OK
  • 2006-04-03 → 2013-09-03
    Walnut Street Securities, Inc.
    Longmont, CO
Other Businesses

1. Hein Financial Services, Inc., non-investment related, 1155 South Main Street, Suite 1C, Longmont, CO 80501, DBA for marketing purposes only, President since 4/1/1983, 2. Hein Financial Services, Inc., non-investment related, 1155 South Main Street, Suite 1C, Longmont, CO 80501, sale life and health insurance, insurance agent/President, since 4/1/1983, devoted time is 70 hours a month. 3. Dennis Hein, non-investment related, 1865 Terry Street, Unit 1, Longmont, CO 80501, rental property, owner of condo since 2000, devoted time is 1 hours a month, occasional repair and maintenance. 4. Dennis Hein, non-investment related, 857 South Ave., Gordun Ct., F-104, Lakewood, CO 80228, owner of rental property since 2018, devoted time is 1 hour a month, occasional repair and maintenance. 5. Notary Public, non-investment related, Longmont, CO 80503, notary, devoted time is 1 hour a month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-25
S63 Uniform Securities Agent State Law Examination 1995-11-21
  • S66 Uniform Combined State Law Examination
    2005-02-25
  • S63 Uniform Securities Agent State Law Examination
    1995-11-21

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