Dennis Jacob Hein

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 04/2024
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2023 → 04/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 05/2024 → Present
  Centaurus Financial Inc.
  Anaheim, CA

Previous Registrations

• 2023-06-29 → 2024-04-29
  Cetera Investment Advisers Llc
  Longmont, CO
• 2013-09-03 → 2023-06-29
  Cetera Wealth Services, Llc
  Longmont, CO
  Tulsa, OK
• 2006-04-03 → 2013-09-03
  Walnut Street Securities, Inc.
  Longmont, CO

Other Businesses

1. Hein Financial Services, Inc., non-investment related, 1155 South Main Street, Suite 1C, Longmont, CO 80501, DBA for marketing purposes only, President since 4/1/1983, 2. Hein Financial Services, Inc., non-investment related, 1155 South Main Street, Suite 1C, Longmont, CO 80501, sale life and health insurance, insurance agent/President, since 4/1/1983, devoted time is 70 hours a month. 3. Dennis Hein, non-investment related, 1865 Terry Street, Unit 1, Longmont, CO 80501, rental property, owner of condo since 2000, devoted time is 1 hours a month, occasional repair and maintenance. 4. Dennis Hein, non-investment related, 857 South Ave., Gordun Ct., F-104, Lakewood, CO 80228, owner of rental property since 2018, devoted time is 1 hour a month, occasional repair and maintenance. 5. Notary Public, non-investment related, Longmont, CO 80503, notary, devoted time is 1 hour a month.

Exams

• S66 Uniform Combined State Law Examination
  2005-02-25
• S63 Uniform Securities Agent State Law Examination
  1995-11-21