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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-05-09 |
| TX | RA | APPROVED | 2024-05-09 |
Branch Locations
1155 South Main Street Suite 1C, Longmont, CO 80501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2013 | 04/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 04/2024 |
| Centaurus Financial Inc. | Anaheim | CA | 05/2024 | Present |
1. Hein Financial Services, Inc., non-investment related, 1155 South Main Street, Suite 1C, Longmont, CO 80501, DBA for marketing purposes only, President since 4/1/1983, 2. Hein Financial Services, Inc., non-investment related, 1155 South Main Street, Suite 1C, Longmont, CO 80501, sale life and health insurance, insurance agent/President, since 4/1/1983, devoted time is 70 hours a month. 3. Dennis Hein, non-investment related, 1865 Terry Street, Unit 1, Longmont, CO 80501, rental property, owner of condo since 2000, devoted time is 1 hours a month, occasional repair and maintenance. 4. Dennis Hein, non-investment related, 857 South Ave., Gordun Ct., F-104, Lakewood, CO 80228, owner of rental property since 2018, devoted time is 1 hour a month, occasional repair and maintenance. 5. Notary Public, non-investment related, Longmont, CO 80503, notary, devoted time is 1 hour a month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-21 |
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