Michael Rose

Current Employers

Employment History

• 06/2009 → 03/2017
  Morgan Stanley Smith Barney
  Oklahoma City, OK
• 04/2017 → 07/2018
  Unemployed
  Oklahoma City, OK
• 07/2018 → 12/2019
  Hilltop Securities Inc
  Dallas, TX
• 12/2019 → Present
  Edward Jones
  St. Louis, MO
• 03/2017 → 06/2018
  Bank Of Oklahoma
  Oklahoma City, OK

Previous Registrations

• 2018-07-19 → 2019-12-20
  Hilltop Securities Inc.
  Oklahoma City, OK
• 2009-06-01 → 2017-04-04
  Morgan Stanley
  Oklahoma City, OK
  Edmond, OK
  Oklahoma City, OK
• 2007-07-03 → 2009-06-01
  Citigroup Global Markets Inc.
  Oklahoma City, OK
• 2005-07-06 → 2006-01-26
  Chase Investment Services Corp.
  Oklahoma City, OK
• 2004-06-24 → 2005-07-06
  Banc One Securities Corporation
  Okc, OK
• 2003-07-22 → 2004-06-01
  Mml Investors Services, Llc
  Oklahoma City, OK
• 2000-07-20 → 2003-07-16
  Charles Schwab & Co., Inc.
  Oklahoma City, OK

Other Businesses

Guthrie Scottish Rite Investment Committee Type: Date: 01/01/21 Title: Member Trad Hrs: 0 Tot Hrs: 0 Desc: Position is to review and make recommendations to the board on budgeting and investments, but no actual authority to act. Primarily, this is reviewing the budget. The Guthrie Scottish Rite has an account at Morgan Stanley and the general secretary City-State: Guthrie OK

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-28
• S63 Uniform Securities Agent State Law Examination
  1998-09-21

Designations

Other Names

• Michael Alan Rose