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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Scottsdale | AZ | 11/2011 | 09/2018 |
| Stifel Nicolaus & Co Inc | Scottsdale | AZ | 09/2018 | Present |
1. Rental Property; 3131 N Central Ave #7004 Phoenix, AZ 85012; Renting my condo held in my trust; owner - rental property; collect rent and maintain property through a property management company; 11/03/2025; 0hrs/day; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-09-20 |
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