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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-09
OK RA APPROVED 1990-01-30
  • TX RA
    APPROVED_RES
    Since 2006-10-09
  • OK RA
    APPROVED
    Since 1990-01-30

Branch Locations

581 Merchant Dr, Norman, OK 73069-6575 • United States

270 Glenis Dr Ste B, Murfreesboro, TN 37129-5102 • United States

Norman, OK • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Norman OK 09/2005 03/2020
Ameriprise Financial Services, Llc Norman OK 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 2800 and 2802 Shoreridge Dr., , Norman, OK, 73072; Investment-Related; 11/02/2018 / Commercial; 571 and 581 Merchant Dr., , Norman, OK, 73069; Investment-Related; 09/25/2014. Independent Insurance Brokering; Assurity; 01/08/2021; Disability Income. Business Ownership; Spartan Real Estate Management, LLC; Managing member; Commercial Real Estate; 581 Merchant Dr., , Norman, OK, 73069; Investment-Related; 01/01/1990; 1 to 9 hours per month; 1 to 9 during trading hours / MEW Practice Management, LLC, LLC; Co-owner; LLC to manage my practice expenses; 581 Merchant Dr., , Norman, OK, 73069; Not Investment-Related; 01/01/2011; 10 to 19 hours per month; 10 to 19 during trading hours. Board of Directors; South Canadian Valley Church of Christ; Elder; 2217 24th Ave SW, , Norman, OK, 73072; Investment-Related; 02/01/2010; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; MEW Practice Management, LLC; Owner/CEO - Strategic leadership of the practice; ; 581 Merchant Dr., , Norman, OK, 73069; Investment-Related; 06/15/2007; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1989-12-28
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1989-12-28
Designations

View on SEC IAPD

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