Kai Walker

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1998 → 05/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 05/2019 → 06/2019
  Bofa Securities, Inc.
  Jacksonville, FL
• 06/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL

Previous Registrations

• 2004-05-07 → 2019-05-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Somerset, NJ
  Jacksonville, FL
  Jacksonville, FL
  New York, NY
  Jacksonville, FL
  Jacksonville, FL
  New York, NY

Other Businesses

I*137392For profit or not for profit: Non-Profit OrganizationName of outside business organization: Alzheimer's AssociationInvestment related: NAddress of business:Jacksonville, Florida 32216Nature of business: Charitable Organization,Compensation for Activity: NPosition, title, association: Committee Member, Start date of relationship: 5/3/2021Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Support the annual Walk to End Alzheimer's Association Jacksonville. As co-chair, the tasks is to support the event chair in the organization, training, recruitment, for the event while supporting the goals of the walk. I*1742279, Entity Type: Entity Charitable Name of OBA: Neptune Baptist Church Address: Neptune Beach, FL 32266-5110 Investment Related: N Position, Title, Association: Committee Employee Start Date: 04/01/2024 No Hours: 1 No Hours during trading: 0 Duties: Serve on the church's personnel committee. In coordination with the Pastor and business administrator, ensure church staff have job descriptions, and the adequate resources to succeed in their roles.

Exams

• S66 Uniform Combined State Law Examination
  2004-04-29
• S63 Uniform Securities Agent State Law Examination
  1990-01-26

Other Names

• Kai Ramon Walker