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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-06-08
  • NJ RA
    APPROVED
    Since 2026-06-08

Branch Locations

54 Route31 N 1St Floor, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uri Kingston RI 01/2018 05/2018
Truplan Financial Advisors Pennington NJ 06/2026 Present
Cetera Wealth Services, Llc El Segundo CA 06/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2026 Present
New Logic Marine Science Camp Lavalett NJ 08/2019 08/2019
Uri Student Kingston RI 09/2019 05/2020
Ri Dem Fish And Wildlife Kingston RI 11/2020 04/2021
Unemployment Holmdel NJ 06/2017 08/2017
West Marine Atlantic Highlands NJ 06/2020 11/2020
Ri Dem Fish And Wildlife Ri Government Internship Program Kingston RI 06/2019 07/2019
Uri Kingston RI 09/2018 05/2019
New Logic Marine Science Camp Lavalett NJ 06/2018 08/2018
Matunuck Oyster Farm South Kingstown RI 04/2021 03/2024
Matunuck Oyster Bar South Kingstown RI 07/2023 03/2024
Fidelity Investments Smithfield RI 04/2024 07/2025
Quinnipiac University Hamden CT 09/2016 05/2017
Quinnipiac University Hamden CT 09/2017 12/2017
Fidelity Investments Boston MA 03/2025 07/2025
Aca Foreside Holmdel NJ 09/2025 05/2026
Foreside Fund Services, Llc Holmdel NJ 09/2025 05/2026
  • 01/2018 → 05/2018
    Uri
    Kingston, RI
  • 06/2026 → Present
    Truplan Financial Advisors
    Pennington, NJ
  • 06/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2026 → Present
    Schaumburg, IL
  • 08/2019 → 08/2019
    New Logic Marine Science Camp
    Lavalett, NJ
  • 09/2019 → 05/2020
    Uri Student
    Kingston, RI
  • 11/2020 → 04/2021
    Ri Dem Fish And Wildlife
    Kingston, RI
  • 06/2017 → 08/2017
    Unemployment
    Holmdel, NJ
  • 06/2020 → 11/2020
    West Marine
    Atlantic Highlands, NJ
  • 06/2019 → 07/2019
    Ri Dem Fish And Wildlife Ri Government Internship Program
    Kingston, RI
  • 09/2018 → 05/2019
    Uri
    Kingston, RI
  • 06/2018 → 08/2018
    New Logic Marine Science Camp
    Lavalett, NJ
  • 04/2021 → 03/2024
    Matunuck Oyster Farm
    South Kingstown, RI
  • 07/2023 → 03/2024
    Matunuck Oyster Bar
    South Kingstown, RI
  • 04/2024 → 07/2025
    Fidelity Investments
    Smithfield, RI
  • 09/2016 → 05/2017
    Quinnipiac University
    Hamden, CT
  • 09/2017 → 12/2017
    Quinnipiac University
    Hamden , CT
  • 03/2025 → 07/2025
    Fidelity Investments
    Boston, MA
  • 09/2025 → 05/2026
    Aca Foreside
    Holmdel, NJ
  • 09/2025 → 05/2026
    Foreside Fund Services, Llc
    Holmdel, NJ
Previous Registrations
  • 2025-03-31 → 2025-07-24
    Smithfield, RI
    South Kingstown, RI
    Boston, MA
  • 2024-10-28 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    South Kingstown, RI
    Smithfield, RI
Other Businesses

1.NAME OF OTHER BUSINESS: TRUPLAN FINANCIAL ADVISORS investment RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: financial services START DATE: 06/2026 POSITION/TITLE/RELATIONSHIP: Financial ServiceS Associate APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 7 BRIEF DESCRIPTION OF DUTIES: Assist Senior Advisors with Financial Services;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-27
  • S66 Uniform Combined State Law Examination
    2024-09-27
Other Names
  • Michael R Diekmann
  • Michael Diekmann

View on SEC IAPD

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