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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-30
PA RA APPROVED 2011-07-14
  • TX RA
    APPROVED_RES
    Since 2019-01-30
  • PA RA
    APPROVED
    Since 2011-07-14

Branch Locations

203 Corporate Dr E, Langhorne, PA 19047 • United States

Langhorne, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Langhorne PA 11/1989 Present
Primerica Financial Services Langhorne PA 02/1991 Present
  • 11/1989 → Present
    Langhorne, PA
  • 02/1991 → Present
    Primerica Financial Services
    Langhorne, PA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-28
S63 Uniform Securities Agent State Law Examination 1990-04-10
  • S65 Uniform Investment Adviser Law Examination
    2011-03-28
  • S63 Uniform Securities Agent State Law Examination
    1990-04-10
Other Names
  • Miguel Rico Fiel

View on SEC IAPD

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