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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-04
PA RA APPROVED 2013-04-25
  • TX RA
    APPROVED_RES
    Since 2022-04-04
  • PA RA
    APPROVED
    Since 2013-04-25

Branch Locations

2300 E Lincoln Hwy Ste 140, Langhorne, PA 19047 • United States

Richboro, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Langhorne PA 10/2006 03/2020
Ameriprise Financial Services, Llc Langhorne PA 03/2020 Present
Other Businesses

Board of Directors; Camp Discovery; Board Member; 79 Golf Club Drive, , Langhorne, PA, 19047; Not Investment-Related; 06/02/2013; 10 to 19 hours per month; 0 during trading hours. Outside Employment; Marshmur Consulting LLC; AFA; Financial Planning; 2300 East Lincoln Hwy, Suite 140, Langhorne, PA, 19047; Investment-Related; 09/01/2015; 40 to 59 hours per month; 40 to 59 during trading hours / Ryan D Murray; AFA; Financial Planning; 2300 E Lincoln Hwy, Suite 140, Langhorne, PA, 19047; Investment-Related; 12/11/2024; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-21
  • S66 Uniform Combined State Law Examination
    2008-11-21
Other Names
  • Brian Lucas

View on SEC IAPD

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