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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-02 |
| MI | RA | APPROVED | 2020-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Midland | MI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Midland | MI | 11/2016 | 11/2020 |
| Stifel Nicolaus & Co Inc | Midland | MI | 11/2020 | Present |
1. Chippewa Nature Center; 400 S Badour, Midland, MI 48640; Non-profit educational organization; Member of Investment Advisory Board; Quarterly meetings to review investments; 07/01/1997; 12 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 2. Broken Arrow Hunt Club LLC; 1601 Foxwood Court, Midland, MI 48642; Conservation and hunting club; Co-owner; Planting crops and paying bills; 12/01/2005; 3 Hours per Month; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-01-25 |
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