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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-02 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Amawalk, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Investment Management Services | Yorktown Heights | NY | 04/2013 | 04/2022 |
| Prudential Insurance Company Of America | Yorktown Heights | NY | 04/2013 | 04/2022 |
| Gwfs Equities, Inc. | New York | NY | 04/2022 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2024 | Present |
Self / Receiving trailing commissions only on previously sold business prior to 7/17/23. No selling or servicing.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-12-09 |
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