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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-26
MO RA APPROVED 2026-02-20
TX RA APPROVED 2026-02-20
  • FL RA
    APPROVED
    Since 2026-02-26
  • MO RA
    APPROVED
    Since 2026-02-20
  • TX RA
    APPROVED
    Since 2026-02-20

Branch Locations

1 Mcbride And Son Center Drive Suite 100, Chesterfield, MO 63005 • United States

Fort Myers, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2002 02/2026
University Of Missouri St. Louis MO 08/2010 12/2023
Raymond James Financial Services, Inc. Chesterfield MO 02/2026 Present
Raymond James Financial Services Advisors, Inc. Chesterfield MO 02/2026 Present
Previous Registrations
  • 2022-06-01 → 2026-02-24
    Ft Myers, FL
    Pacific, MO
    Wildwood, MO
    Ft Myers, FL
    Fort Myers, FL
Other Businesses

(1)Name of Business: Guidestone Capital Partners Address: 1 McBride and Son Center Dr, Chesterfield, MO, 63005-1415, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 02/19/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: DBA for RJ Branch

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-24
S63 Uniform Securities Agent State Law Examination 2002-06-21
  • S66 Uniform Combined State Law Examination
    2022-05-24
  • S63 Uniform Securities Agent State Law Examination
    2002-06-21
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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