Tracey Anne Martin

Current Employers

Employment History

• 12/2011 → 08/2021
  Raymond James & Associates, Inc.
  Dallas, TX
• 12/2016 → Present
  Finra
  Dallas, TX
• 08/2021 → Present
  Raymond James & Associates, Inc.
  Richardson, TX

Previous Registrations

• 2010-10-13 → 2011-12-15
  Woodbury Financial Services, Inc.
  Keller, TX
• 2005-07-06 → 2010-07-14
  Chase Investment Services Corp.
  Marshall, TX
  Marshall, TX
• 2004-01-26 → 2005-07-06
  Banc One Securities Corporation
  Marshall, TX
• 2002-11-01 → 2004-01-05
  Morgan Stanley Dw Inc.
  Shreveport, LA

Other Businesses

(1)Name of Business: Address: 5275 Town & Country Blvd. #2353, Frisco, TX, 75034, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/15/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have no responsibilities. I own an apartment and have hired a management company to manage the day to day of renting the apartment. (2)Name of Business: FINRA Address: tbd, dallas, tx, 75240, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 12/06/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Volunteer as a FINRA non-public arbitrator

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-04
• S63 Uniform Securities Agent State Law Examination
  1995-04-21

Other Names

• Tracey Anne Crosby
• Tracey Anne Martin-Henigan
• Tracey Anne Martin-Henigan