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Jay Bennett Smith

Raymond James & Associates, Inc.

Gastonia, NC

CRD 2012728

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-08-12
NC RA APPROVED 2024-08-05
  • SC RA
    APPROVED
    Since 2024-08-12
  • NC RA
    APPROVED
    Since 2024-08-05

Branch Locations

250 South New Hope Rd Ste C, Gastonia, NC 28054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2002 08/2024
Raymond James & Associates, Inc Gastonia NC 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-30
  • S66 Uniform Combined State Law Examination
    2007-01-30

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
PACKERLAND BROKERAGE SERVICES, INC.
WELLS FARGO CLEARING SERVICES, LLC

Nearby Investors

BRYAN THOMAS CASSELLS
CARRIE BRINKLEY JONES
Jeffrey Steven Thomas

Nearby Offices

OSAIC WEALTH, INC. · GASTONIA, NC
PACKERLAND BROKERAGE SERVICES, INC. · GASTONIA, NC
WELLS FARGO CLEARING SERVICES, LLC · GASTONIA, NC

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