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Jay Bennett Smith

Raymond James & Associates, Inc.

Gastonia, NC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-08-12
NC RA APPROVED 2024-08-05
  • SC RA
    APPROVED
    Since 2024-08-12
  • NC RA
    APPROVED
    Since 2024-08-05

Branch Locations

250 South New Hope Rd Ste C, Gastonia, NC 28054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2002 08/2024
Raymond James & Associates, Inc Gastonia NC 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-30
  • S66 Uniform Combined State Law Examination
    2007-01-30

View on SEC IAPD

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AARON THOMAS LEWIS
Lucas Charles Beatty
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Other Offices

OSAIC WEALTH, INC. · GASTONIA, NC
PACKERLAND BROKERAGE SERVICES, INC. · GASTONIA, NC
WELLS FARGO CLEARING SERVICES, LLC · GASTONIA, NC
THRIVENT INVESTMENT MANAGEMENT INC. · Gastonia, NC
LPL FINANCIAL LLC · GASTONIA, NC
WMS ADVISORS, LLC · Gastonia, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GASTONIA, NC
EDWARD JONES · Gastonia, NC

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