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Shelley Elizabeth Herold

Strategic Advisers LLC

Lakewood, CO

Littleton, CO

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CO RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

343 S Teller St, Lakewood, CO 80226-7387 • United States

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cirrus Research Llc Tarrytown NY 09/2016 07/2017
Noble Capital Management, Inc. Boca Raton FL 08/2017 11/2019
Fidelity Brokerage Services Llc Greenwood Village CO 11/2019 Present
Fidelity Investments Boston MA 03/2025 Present
  • 09/2016 → 07/2017
    Cirrus Research Llc
    Tarrytown, NY
  • 08/2017 → 11/2019
    Noble Capital Management, Inc.
    Boca Raton, FL
  • 11/2019 → Present
    Fidelity Brokerage Services Llc
    Greenwood Village, CO
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2020-02-25 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-20
S63 Uniform Securities Agent State Law Examination 1994-01-17
  • S66 Uniform Combined State Law Examination
    2020-02-20
  • S63 Uniform Securities Agent State Law Examination
    1994-01-17
Other Names
  • Shelley Elizabeth Sim
  • Shelley E Westbrook
  • Shelley Ew Sim
  • Shelley E Sim
  • Shelley Elizabeth Herold
  • Shelley E Herold

View on SEC IAPD

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DOUGLAS FRANK JOHNSON
ROXANNE LYNN DILLON
KELLI ANN WALLACE
JEFFREY SCOTT LARKIN
SARA LOVETERE KEITH
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Other Offices

FINANCIAL SECURITY MANAGEMENT, INC · LAKEWOOD, CO
EDWARD JONES · LAKEWOOD, CO
ALLSTATE FINANCIAL ADVISORS, LLC · Lakewood, CO
STATE FARM INVESTMENT MANAGEMENT CORP. · LAKEWOOD, CO
EDWARD JONES · LAKEWOOD, CO
WELLS FARGO CLEARING SERVICES, LLC · LAKEWOOD, CO
CETERA INVESTMENT ADVISERS LLC · LAKEWOOD, CO
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LAKEWOOD, CO

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