Patrick Allen Funke

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → 08/2019
  Geneos Wealth Management, Inc.
  Phoenix, AZ
• 03/2011 → Present
  Patrick Funke & Associates Inc
  Phoenix, AZ
• 08/2019 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Phoenix, AZ
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Phoenix, AZ
• 06/2024 → 02/2025
  Osaic Wealth, Inc.
  Phoenix, AZ
• 02/2025 → Present
  Commonwealth Financial Network
  San Diego, CA

Previous Registrations

• 2024-06-14 → 2025-02-08
  Osaic Wealth, Inc.
  Phoenix, AZ
• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Phoenix, AZ
  Phoenix, AZ
• 2019-08-21 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Phoenix, AZ
  Seattle, WA
• 2005-02-16 → 2019-08-26
  Geneos Wealth Management, Inc.
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
• 1999-02-10 → 2005-02-10
  Cetera Advisors Llc
  Phoenix, AZ

Other Businesses

1. Fixed insurance sales; Located at 7720 N 16th Street, Suite 430, Phoenix, AZ 85020, as of 2/04/2025; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Patrick Funke & Associates, Inc.; a private entity established to facilitate securities, advisory, and insurance business; Located in Phoenix, AZ as of 01/24/2011; 0% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-09
• S63 Uniform Securities Agent State Law Examination
  1990-01-18

Designations

• Chartered Financial Consultant