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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-15
TX RA APPROVED_RES 2017-06-22
CA RA APPROVED 2009-05-18
  • FL RA
    APPROVED
    Since 2018-08-15
  • TX RA
    APPROVED_RES
    Since 2017-06-22
  • CA RA
    APPROVED
    Since 2009-05-18

Branch Locations

360 Sierra College Drive Suite 200, Grass Valley, CA 95945 • United States

1400 Rocky Ridge Drive Suite 250, Roseville, CA 95661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Grass Valley CA 05/2009 Present
  • 05/2009 → Present
    Robert W. Baird & Co.
    Grass Valley, CA
Previous Registrations
Other Businesses

1. PIONEER MOTORS, INVESTMENT RELATED, GRASS VALLEY CALIFORNIA, INDEPENDENT AUTO DEALERSHIP, Treasurer/Secretary, BEGAN 8/1/2006, NO TIME SPENT, NOT INVOLVED IN DAY TO DAY ACTIVITIES INVESTOR ONLY. Held in Meyers Rubino LLC. 2. NAME AND ADDRESS OF OTHER BUSINESS: Meyers Rubino COMMERCIAL REAL ESTATE,800 E. MAIN ST ,GRASS VALLEY, CA 95945. NATURE OF ENTITY:COMMERCIAL REAL ESTATE PROPERTY. ROLE IN THE OUTSIDE BUSINESS: OWNER RESPONSIBILITIES IN THIS ROLE:NONE HOURS DEVOTED TO BUSINESS: 2 HOURS PER YEAR. NONE DURING SECURITIES TRADING HOURS. 3. NAME AND ADDRESS OF OTHER BUSINESS: Meyers Green COMMERCIAL REAL ESTATE,218 BROAD STREET, NEVADA CITY, CA 95959. NATURE OF ENTITY:COMMERCIAL REAL ESTATE PROPERTY. ROLE IN THE OUTSIDE BUSINESS: OWNER RESPONSIBILITIES IN THIS ROLE:NONE HOURS DEVOTED TO BUSINESS: 2 HOURS PER YEAR. NONE DURING SECURITIES TRADING HOURS. 4. NAME AND ADDRESS: MEYERS/LEE 519 E. MAIN STREET GRASS VALLEY, CA 95945 NATURE OF ENTITY: COMMERICIAL REAL ESTATE LOT RESPONSIBILITIES IN THIS ROLE: COLLECT RENT AND SUPERVISE PROPERTY. HOURS DEVOTED: 1/2 AN HOUR PER MONTH. NONE DURING SECURITIES TRADING HOURS. 5. NAME AND ADDRESS: NCEHO JOHN BAUER AVE GRASS VALLEY, CA 95945 NATURE OF ENTITY:NON PROFIT ASSOCIATION OF NEVADA COUNTY AIRPORT HANGAR OWNERS. REPSONSIBILITIES IN THIS ROLE: QUARTERLY BUSINESS MEETING REGARDING UPKEEP AND MAINTENCENCE OF HANGARS. HOURS DEVOTED: 4 HOURS A YEAR. 6. Name: Johnson's Bait and Tackle; Not investment-related; Address: 298 Garden Highway, Yuba City, CA 95991; Nature: Business; Role: Partner; Start Date: 1/1/2018; Appx hrs: 2 hours a month on the weekend; Hrs during trading: 0; Duties: Passive 50% ownership of a 40 year old fishing shop located in Yuba City. The business will continue with the existing management. I will have a monthly meeting with management to review results Name/Address: TDM Land/Grass Valley RV Resort, Grass Valley CA 59495 Start date: 7/1/19 Hours spent: 1 hr/week Hours spent during trading Hours: Zero Role/Responsibility: Member of LLC which will be developing an RV park in Grass Valley. Investment related. Name/Address: M Three Fund LLC 2428 Nevada City Hwy Grass Valley CA 95945 Start Date: 6/27/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: LLC Owner/Member; Commercial Lot Non Investment Related Name/Address: East Bennett Street Industrial Properties LLC 11352 E Bennettt Street Grass Valley CA 95945 Start Date: 6/1/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Passive Investor; Rental Income Non Investment Related Name/Address: Aviation Country Club of California / 4 Black Horse Ct, Washoe Valley, Nevada 89704 Start Date: 10/6/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Treasurer Non Investment Related Name/Address: Lot 9 Partners 360 Sierra College Drive Grass Valley CA 95945, Lot 10 Partners 380 Sierra College Drive Grass Valley CA 95945 Start Date: 8/1/05 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Rental Property Owner Non Investment Related Name/Address: Meyers and Kavros 13996 Lee Lane Nevada City CA 95959 Start Date: 8/6/18 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Property Co-Owner Non Investment Related Name/Address: BP Properties LLC 420 Sierra College Drive Grass Valley CA 95945 Start Date: 8/4/14 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/ Member Investment Related Name/Address: 136 Glasson LLC 136 Glasson Way Grass Valley CA 95945 Start Date: 12/4/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Real estate/Rental Property Non Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-14
S63 Uniform Securities Agent State Law Examination 1990-09-11
  • S65 Uniform Investment Adviser Law Examination
    1999-05-14
  • S63 Uniform Securities Agent State Law Examination
    1990-09-11
Other Names
  • Ken Meyers

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