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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-03
TX RA APPROVED_RES 2019-07-08
  • FL RA
    APPROVED
    Since 2025-02-03
  • TX RA
    APPROVED_RES
    Since 2019-07-08

Branch Locations

20900 West Dixie Highway, Aventura, FL 33180-1131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frye Financial Center N. Miami Bch FL 08/1981 Present
Frye Pension Corp North Miami Beach FL 02/1990 Present
Lpl Financial, Llc Aventura FL 10/1998 Present
  • 08/1981 → Present
    Frye Financial Center
    N. Miami Bch, FL
  • 02/1990 → Present
    Frye Pension Corp
    North Miami Beach, FL
  • 10/1998 → Present
    Aventura, FL
Other Businesses

1. 8/20/2010: Frye Financial Center - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 5%. 2. 11/28/2012: Frye Retirement Planning, LLC - Investment Related - Third Party Administrator (TPA) - Time Spent 5% - Administrative services for retirement plans. General oversight. 3. 06/23/2016: No Business Name - Notary - NOT INV REL - Start 10/22/1993 - 20900 West Dixie Highway, Aventura, FL 33180 - Notarize documents - 0 Hr/Mo 4. 07/06/2016: JAM Development Group, LLC - Real Estate Rental - INV REL - Start 12/01/1994 - 20500 W. Dixie Highway - commercial rental - 0 Hr/Mo 5. 11/22/2024 - Florisoda, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Miami, FL - Start Date 01/14/2021 - 0 Hours Per Month/ During Trading 6. 11/22/2024 - Stockbeech, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Florida - Start Date 07/26/2019 - 0 Hours Per Month/ During Trading 7. 11/22/2024 - Nazdak, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Miami, FL - Start Date 05/10/2019 - 0 Hours Per Month/ During Trading 8. 11/22/2024 - Aventura Financial Center, LLC - Real Estate Rental - Not Investment Related - Aventura, FL - Start Date 01/11/2024 - 0 Hours Per Month/ During Trading 9. 11/22/2024 - Shaylor Farm, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Lennox, MA - Start Date 07/23/2014 - 0 Hours Per Month/ During Trading 10. 11/22/2024 - LAW OFFICES OF FRYE, FORTICH AND GARCIA PL - Legal Services - Not Investment Related - At Reported Business Location(s) - Start Date 01/05/2023 - 5 Hours Per Month/ 2 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-01
  • S63 Uniform Securities Agent State Law Examination
    2000-08-01

View on SEC IAPD

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