Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-21 |
Branch Locations
4051 E Sunrise Dr Ste 200, Tucson, AZ 85718 • United States
Oro Valley, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Tucson | AZ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2016 | Present |
SIGMA PI PHI GAMMA ALPHA BOULE FRATERNITY, INV RELATED, ATLANTA, GA, TREASURER, START 1/1/2024, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, COLLECTING AND KEEPING ACCOUNT OF FUNDS, MAKING PAYMENTS, AND REPORTING ON FINANCES AT MEETINGS. SIGMA PI PHI GAMMA ALPHA BOULE FRATERNITY, INV RELATED, ATLANTA, GA, FINANCE COMMITTEE MEMBER, START 1/1/2024, 5 HOURS PER MONTH, 1 HR DURING TRADING, ATTENDING MEETINGS TO REVIEW AND DISCUSS AN ACCURATE ACCOUNT OF MONIES, REVIEWS AND DISCUSSING THE ANNUAL FINANCIAL REPORT ON TRANSATIONS DURING THE YEAR, REVIEWING MEMBER DUES, FINANCIAL STATEMENTS AND OVERSEE ACCOUNTS FOR ENDOWMENTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-12-26 |
Reach out to this advisor