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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
10805 Hickory Ridge Rd Ste 215, Columbia, MD 21044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 04/1996, 2HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE AND ANNUITIES; 2. JANOSKIE FINANCIAL & ASSOCIATES, HUNTER CAPITAL, WADE ZANCAN, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAMES FOR FINANCIAL SERVICES, START 12/2000, >40HRS/WK (32.5 TRADING HOURS), FINANCIAL ADVISOR, OSJ MANAGER;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1990-01-05 |
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