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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2011-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Seattle | WA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; LAS VEGAS, NV; 100% OWNERSHIP WITH SPOUSE; START 8/15/2004; 0 HOURS PER MONTH, 0 DURING TRADING; LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-11 |
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