Thomas Michael Gargiulo

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1985 → Present
  National Income Tax & Accounting & Insur
  Largo, FL
• 06/1999 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 07/2002 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2013 → Present
  National Tax, Accounting & Financial
  St. Petersburg, FL

Other Businesses

1) NATIONAL INCOME TAX ACCOUNTING & INSURANCE SERVICES, INC. - NOT INVESTMENT RELATED - ACCOUNTING, INCOME TAX, ACCOUNTING SOFTWARE SALES & SUPPORT, HEALTH INSURANCE - TITLE: PRESIDENT - STARTED 1/85 - DUTIES: PREPARE TAX RETURNS, PROVIDE ACCOUNTING SERVICES, SELL & SUPPORT ACCOUNTING SOFTWARE - WORK 40 HRS/WK - THIS BUSINESS IS A CORPORATION - PARTNER: KAREN GARGIULO: 2)2)NATIONAL TAX, ACCOUNTING & FINANCIAL, INVESTMENT-RELATED AND NON-INVESTMENT RELATED, SAME ADDRESS AS REGISTERED LOCATION, ACCOUNTING, TAX AND FINANCIAL SERVICES, START DATE 10/09/2013, ACCOUNTANT, TAX PREPARER, QUICKBOOKS ADVISOR, REGISTERED REPRESENTATIVE, INSURANCE:

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-11-25

Other Names

• Thomas Michael Gargiulo